THE MINISTRY OF FINANCE
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No.128/2009/TT-BTC
SOCIALIST REPUBLIC OF VIETNAM
Independence- Freedom- Happiness
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Hanoi, June 23, 2009
CIRCULAR
Amending and supplementing the Regulation on organization and management of trading in securities of unlisted public companies at the Hanoi Securities Trading Center promulgated together with the Finance Minister’s Decision No. 108/2008/QD-BTC dated November 20, 2008
Pursuant to Securities Law No. 70/2006/QH11 passed by the National Assembly on June 28, 2006;
Pursuant to the Government’s Decree No. 14/2007/ND-CP dated January 19, 2007, detailing a number of articles of the Securities Law;
Pursuant to the Government’s Decree No. 118/2008/ND-CP dated November 27, 2008, defining the functions, tasks, powers and organizational structure of the Ministry of Finance;
The Ministry of finance guides the amendment and supplementation of a number of provisions of the Regulation on organization and management of trading in securities of unlisted public companies at the Hanoi Securities Trading Center promulgated together with the Finance Minister’s Decision No. 108/2008/QD-BTC dated November 20, 2008, as follow:
1. To amend and supplement Article 9 as follow:
"Article 9.
Securities registration and depository and trading registration
1. Public companies shall carry out procedures for securities registration and depository with the Securities Depository Center (SDC) under the guidance of the State Securities Commission (SSC).
2. The SDC shall specify procedures for registration, depository, clearing and payment of securities of unlisted public companies.
3. The Hanoi Securities Trading Center shall specify procedures for trading registration and trading deregistration".
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