THE MINISTRY OF FINANCE
Circular No. 217/2013/TT-BTC dated December 31, 2013 of the Ministry of Finance guiding the administrative violations in securities and securities market
Pursuant to the Law on Securities dated June 29, 2006 and the Law amending and supplementing a number of articles of Securities Law November 24, 2010;
Pursuant to the Law on handling of administrative violations dated June 20, 2012;
Pursuant to the Decree No. 81/2003/ND-CP dated July 19, 2013 of the Government, detailing a number of Articles and measures to exercise the Law on handling of administrative violations;
Pursuant to the Decree No. 108/2013/ND-CP dated August 23, 2013 of the Government administrative violation sanction in securities and securities market;
Pursuant to the Decree No. 118/2008/ND-CP dated November 27, 2008 of Government, defining the functions, tasks, powers and organizational structure of the Ministry of Finance;
At the proposal of Chairperson of State Securities Commission,
Minister of Finance issues Circular guiding the administrative violations in securities and securities market.
Chapter 1.
GENERAL PROVISIONS
Article 1. Subjects of application
1. Individuals and organizations committing acts of administrative violations in securities and securities market.
2. Individuals and organizations related to administrative violation sanction in securities and securities market.
Article 2. Limitations of sanction
1. Limitations for administrative violation sanction in securities and securities market shall be 02 years from the day of ending violations for the administrative violations, which have been terminated, or from the day of detecting violations for administrative violations, which are being performed.
