Circular No. 74/2011/TT-BTC dated June 01, 2011 guiding on securities transaction
THE MNISTRY OF FINANCE
SOCIALIST REPUBLIC OF VIET NAM
Independence - Freedom - Happiness
Hanoi, June 01, 2011
GUIDING ON SECURITIES TRANSACTION
Pursuant to the Law on Securities No.70/2006/QH11 passed by the National Assembly dated 29/06/2006;
Pursuant to the Decree No.118/2008/ND-CP dated 27/11/2008 of the Government stipulating the functions, tasks, powers and organizational structure of the Ministry of Finance;
The Minister of Finance guides on transaction in the stock market as follows:
Article 1. Scope of governing
This Circular guides the security transaction activities of the listed company, transaction registration and public security investment capital at the Stock Exchange (SE).
Article 2. Interpretation of terms
In this Circular, the following terms are construed as follows:
1. Transaction member means the security company is approved to be transaction member by SE.