THE MNISTRY OF FINANCE
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SOCIALIST REPUBLIC OF VIET NAM
Independence - Freedom - Happiness
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No: 74/2011/TT-BTC

Hanoi, June 01, 2011

 

CIRCULAR

GUIDING ON SECURITIES TRANSACTION

 
Pursuant to the Law on Securities No.70/2006/QH11 passed by the National Assembly dated 29/06/2006;
Pursuant to the Decree No.118/2008/ND-CP dated 27/11/2008 of the Government stipulating the functions, tasks, powers and organizational structure of the Ministry of Finance;
The Minister of Finance guides on transaction in the stock market as follows:
Chapter I
GENERAL PROVISIONS
Article 1. Scope of governing
This Circular guides the security transaction activities of the listed company, transaction registration and public security investment capital at the Stock Exchange (SE).
Article 2. Interpretation of terms
In this Circular, the following terms are construed as follows:
1. Transaction member means the security company is approved to be transaction member by SE.