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THE MINISTRY OF FINANCE
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SOCIALIST REPUBLIC OF VIET NAM
Independence - Freedom – Happiness -------------- |
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No. 60/2004/QD-BTC
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Hanoi, July 15, 2004
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DECISION
PROMULGATING THE REGULATION ON SECURITIES REGISTRATION, CUSTODY, CLEARING AND SETTLEMENT
THE MINISTER OF FINANCE
Pursuant to the Government's Decree No. 144/2003/ND-CP of November 28, 2003 on securities and securities market;
Pursuant to the Government's Decree No. 77/2003/ND-CP of July 1, 2003 defining the functions, tasks, powers and organizational structure of the Finance Ministry;
At the proposal of the Chairman of the State Securities Commission,
DECIDES:
Article 1.- To promulgate together with this Decision the Regulation on securities registration, custody, clearing and settlement.
Article 2.- This Decision takes effect 15 days after its publication in the Official Gazette.
Article 3.- The Chairman of the State Securities Commission, the Securities Trading Centers, custody members and concerned parties shall have to implement this Decision.
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FOR THE FINANCE MINISTER
VICE MINISTER Le Thi Bang Tam |
REGULATION
ON SECURITIES REGISTRATION, CUSTODY, CLEARING AND SETTLEMENT
(Promulgated together with the Finance Minister's Decision No. 60/2004/QD-BTC of July 15, 2004)
Chapter I
GENERAL PROVISIONS
Article 1.- Scope of regulation
This Regulation prescribes the principles, contents, orders and procedures related to securities registration, custody, clearing and settlement operations.
