| THE MINISTRY OF FINANCE ------------- | SOCIALIST REPUBLIC OF VIET NAM Independence - Freedom - Happiness -------------- |
| No. 73/2004/QD-BTC | Hanoi. September 3, 2004 |
DECISION
PROMULGATING THE REGULATION ON ORGANIZATION AND OPERATION OF SECURITIES INVESTMENT FUNDS AND FUND MANAGEMENT COMPANIES
THE FINANCE MINISTER
Pursuant to the Government's Decree No. 144/2003/ND-CP of November 28, 2003 on securities and securities market;
Pursuant to the Government's Decree No. 77/2003/ND-CP of July 1, 2003 defining the functions, tasks, powers and organizational apparatus of the Finance Ministry;
At the proposal of the chairman of the State Securities Commission,
DECIDES:
Article 1.- To promulgate herewith the Regulation on organization and operation of securities investment funds and fund management companies.
Article 2.- This Decision takes effect 15 days after its publication in the Official Gazette.
Article 3.- The chairman of the State Securities Commission, fund management companies and concerned parties shall have to implement this Decision
| | FOR THE FINANCE MINISTER VICE MINISTER Le Thi Bang Tam |
REGULATION
ON ORGANIZATION AND OPERATION OF SECURITIES INVESTMENT FUNDS AND FUND MANAGEMENT COMPANIES
(Promulgated together with the Finance Minister's Decision No. 73/2004/QD-BTC of September 3, 2004)
Chapter I
GENERAL PROVISIONS
Article 1.- Scope of regulation
This Regulation provides for the organization and operation of fund management companies, supervisory banks, capital mobilization, establishment and operation of securities investment funds (hereinafter called funds for short), and operation of organizations providing services for securities investment funds on the territory of the Socialist Republic of Vietnam.
